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Why use our tools?

A key to our success has been the ability to aggregate the right information and resources over internal controls, data security standards and the evolving financial reporting and IT security environments into our simple comprehensive solution.  ComplianceResourceKit.com gives our customers what they need to achieve their SOX 404 and PCI requirements. We provide the tools so you don’t have to!

Entity (Client) Level Controls Guidance and Mgmt Tool
 
This all inclusive template gives the user the ability to document, map, reference and comment to your company’s total entity level control environment.  The template incorporates over 70 of the most common entity level controls a company may want to incorporate and allows the user to quickly project manage the control environment.  With increasing focus on entity level control from a Sarbanes – Oxley 404 perspective this template is a must have.  This template includes the six major control headings of:
 Control Environment
Integrity and Ethical Values
Commitment to Competence
BoD and Audit Committee of the BoD
Mgmt’s Philosophy and Operating Style
Organizational Structure
Assignment of Authority and Responsibility
HR Policy and Practice
   
  Risk Assessment
Entity-Wide Objectives
Risk Identification and Analysis
Managing Change
   
Control Activities
Policies and Procedures
Information Systems Controls
 Information and Communication
Information Effectiveness
   
 Monitoring
Ongoing Monitoring
   
 Fraud
Risk Assessment
Control Activities
Information and Communication
Monitoring
Secure Coding
Code Reviews
   
Price: $99.95
This product is available for instant download.
What's Included?
A comprehensive MS Excel based tool for guiding user in capturing and documenting the proper core entity level controls required for a properly designed control environment in any organization. This template comes with over 25 recommended controls!