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Why use our tools?

A key to our success has been the ability to aggregate the right information and resources over internal controls, data security standards and the evolving financial reporting and IT security environments into our simple comprehensive solution.  ComplianceResourceKit.com gives our customers what they need to achieve their SOX 404 and PCI requirements. We provide the tools so you don’t have to!

SOX 404 Project Checklist
 

This template provides a high level checklist to properly manage all the required areas of your SOX 404 project.  The template has all of the required areas and includes a section to track scheduled date received, actual date received and assignment owner to help track and manage SOX internal control testing procedures, results, and conclusions.

The template includes detail under the following major headings:

Audit Plan and Scoping
Control Owner Certifications
Transaction Risk Assessment
Entity Level Controls
Walkthroughs
Phase 1 Testing (ITGC and Business Process)
Remediation
Update Testing
Price: 29.95
This product is available for instant download.
What's Included?
A MS Excel based checklist that properly lists, details and tracks the requirements and deliverables of a SOX 404 project. This document ensures tasks and initiatives aren’t overlooked and deliverables aren’t missed.